Internal Audit Manager
Job Opportunity at RPL International

Posted on Sep 17

http://www.rplsearch.com    

Location: Charlotte, NC
Job Type: Full Time
Job ID: W4140454

Position is in Miami, FL 

ESSENTIAL DUTIES AND RESPONSIBILITIES: A list of roles and responsibilities are included below. Other duties and special projects may be assigned.

 

• Performs both management and field testing responsibilities on routine and advanced internal audit assignments in multiple disciplines.

• Oversees audit engagements and approve the overall purpose, scope, and approach for audits ensuring practical coverage is achieved considering risk and regulatory requirements.

• Assess risk factors relating to each assignment to ensure that the engagement identifies significant business risks.

• Performs independent appraisal of the design and operational effectiveness of policies and procedures.

• Ensures that detailed audit work is effectively focused on areas assessed as high risk.

• Reviews audit assignment reports and ensures that the supporting audit fieldwork can be re-performed and is sufficient to demonstrate compliance with applicable laws/regulations, established policies/procedures, regulatory guidance, accounting pronouncements, and industry practices.

• Drafts or reviews complex audit reports and conduct exit conferences with management to discuss. findings and management’s response.

• Performs critical project management duties in the planning, scheduling, coordinating, reviewing and reporting of the work of audit teams.

• Interacts and works with the information technology lead auditors in coordinating the nature, timing, and extent of audit fieldwork and reporting.

• Provides expertise in auditing standards and performance criteria, audit requirements, and information technology skills.

• Develops a thorough understanding of the Company’s operations and banking requirements.           

SUPERVISORY RESPONSIBILITIES:  Directly supervises Senior Auditors and Associates.

REQUIRED QUALIFICATIONS/COMPETENCIES
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required.

• Continuously communicates with audit customers throughout the year to comprehend customer 

 needs and changes affecting their business.
• Produces documentation that describes risk, controls, and audit conclusions clearly and 
 concisely (RCM, TOD, Process Flows, Reports).
• Looks for innovative ways to improve the audit process.
• Exhibits a high degree of initiative and commitment to the IAD's mission and the Bank.
• Adept at leading discussions with audit customers so that agreed action plans reduce risks to 
 acceptable levels.

 

MINIMUM EDUCATION, EXPERIENCE, AND CERTIFICATIONS
• BS/BA degree in Accounting, Business Administration, IS/IT, or related field.
• Six or more years of business experience, including auditing, consulting and/or management experience is required, of which at least four years were in a supervisory capacity. 
• CIA, CPA, CISA or CRCM or other relevant certification required.
• Knowledge of financial company regulations and regulatory auditing standards. 
• Excellent communication, organization and time management skills with appropriate attention to detail. 
• Ability to manage and perform multiple projects simultaneously. 
• Experience in performing risk assessments, developing audit plans, performing financial and operational audits and reporting results to audit committees.
• Experience in scoping, developing documentation, determining key risks, testing and assisting with management final assessment. 
• Ability to deal with challenging situations.
• Strong oral and written communication skills.
• Knowledge of MS Word, Excel, Visio and PowerPoint; ACL & MS Access a plus.

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